1 INTRODUCTION
It has been said
that for every problem there is a solution that is simple, obvious, and
completely wrong. The management of performance is no exception, so I
will preface my remarks with an example that demonstrates the rule.
Once upon a time a
very old and once respected Australian company and a new, progressive
Japanese company decided to have a competitive boat race on the
Parramatta River. Both teams trained hard. On the big day they were at
peak performance.
The Japanese team
won by a mile.
The Australian
team's morale sagged. Corporate management decided that the reason for
the crushing defeat had to be found. A Continuous Measurable
Improvement Team of "Executives" was set up to investigate the problem
and to recommend corrective action and a recovery program.
They concluded
that the problem was that the Japanese team had 8 people rowing and 1
person steering while the Australian team had 1 person rowing and 8
people steering. The Australian Corp orate Steering Committee
immediately hired a consulting firm to study the management structure
of the team.
After some time
and millions of dollars, the consulting firm concluded that "too many
people were steering and not enough rowing". To prevent losing the
following year, the manage ment structure was changed to "4 Steering
Managers, 3 Area Steering Managers, and 1 Staff Steering Manager" and a
new performance-based reward system introduced for the person rowing
the boat to provide more incentive to work harder and become a n
"Excellent Rated" performer. "We must give him empowerment and
enrichment. That should do the trick".
The next year the
Japanese won by two miles.
Although the focus
of this paper is self-management of performance, I want to start by
directing three pointed remarks to those of you who are also
supervisors and managers.
- Juran's Law
states that 85% of the problems with non-performance can be traced back
to the system, so that means only 15% can possibly be the fault of the
staff.
- Either you
trust your staff or you don't. If you trust them you don't need lots of
regulations and controls. If you don't trust them, get rid of them.
- Direct
orders from the boss saying "change your behaviour" rarely work for
long. Fear is a dysfunctional means of managing performance.
2 PERFORMANCE
MANAGEMENT AS ADAPTATION
Among Darwin's
many attractions is its very large littoral zone. Naturalists define
the littoral zone as that marine ecologic realm situated roughly
between high tide level and the limit of the continental shelf. It is
characterised by intricate inter-relationships between floral and
faunal populations, high wave energies and, in the intertidal sub-zone,
by alternating submergence and exposure.
I prefer poet
Douglas Livingstone's description:
The littoral
zone - that mysterious border that shifts restlessly between land and
sea - has, to me, always reflected that blurred and uneasy divide
between humanity's physical and psychic elements.(Robbins 1992)
Pre-evolutionists
took adaptations to be clear evidence of God the Designer. Charles
Darwin dismissed the idea of a divine blue print of perfection to work
to, which is presumably what God did. Rather, he theorised that
characteristics can only be passed on from a pool of already-existing
variation, with evolution occurring through the action of natural
selection (Ruse, 1986).
The central tenet
of Darwinian evolutionary theory is that natural selection is based on
genetic mutation to the reproductive cells, not the parent's own cells.
Immunologist Dr Ted Steele challenges this, asserting that structural
changes to an organism during its lifetime can be passed on to progeny
and acquired rather than inherited characteristics are important in
evolutionary development. Such characteristics may be new structures,
func tions or habits actively acquired during the life-time of an
organism (Tynan, 1993).
In Bibliographical
terms, we are products of editing, not of authorship (George Wald
quoted in Calvin, 1990).
Apart from
explaining the subliminal verbal connections which inspired the title
of this paper, what has all this to do with performance management?
Performance management is about adaptation. The way you as an
individual, or you as an institution, manage your performance has a
profound effect on what you become. In a very real sense, performance
management is the tool which creates you.
Performance
management is also a simple task. It merely requires identifying and
managing the links between micro level (individual), meso level
(groups), and macro level (organisational) p rocesses.
To achieve this we
need a reference model, a holistic approach to performance management
and a genuine willingness to take responsibility for our own
performance.
2.1 The reference
model
We need an
articulation of the reference model which goes beyond the current model
of personal assistance.
Preparatory to
developing performance measures and re-designing reference activities
to improve productivity, the Library Services Branch of the Queensland
Department of Education has developed a system of categorising
reference questions and has conducted a study to identify the
proportion of effort each absorbs.
|
Question Category
|
%
of all Questions
|
%
of Time
|
|
Directional
Questions
|
7.99
|
2.3
|
|
Operational/Calendar/Topical
Questions
|
14.93
|
5.4
|
|
Library
Hardware Questions
|
11.11
|
4.4
|
|
Library
Software Questions
|
2.43
|
2.26
|
|
Bibliographic
Identification Questions
|
26.04
|
26.8
|
|
Ready
Reference Questions
|
22.22
|
11.8
|
|
Research
Questions
|
6.25
|
43.24
|
|
Referral
to another section within the Department
|
9.03
|
3.8
|
|
TOTAL
|
100.00
|
100.0
|
Fig 1. Spread
of Reference Queries, Department of Education Library
We are now
developing strategies for delivering answers to those categories of
questions which are suitable for dealing with in other than a personal
service basis.
3 THE MOTIVATION
FOR PERFORMANCE MANAGEMENT
There are two
basic motivations for managing performance. The first is survival. Our
economic context is characterised by diminished resources and
diminished patience. Funding authorities and clients reject
professional assumptions about services. Soft management may work well
in growth situations but not in recession.
The need for
better productivity, accountability and measurability is emphasised
both by commercial and by not-for-profit organisations. Organisations
are focussing on total quality, speed to market, and cost containment.
Mastering only one or two of these three key areas will not be enough.
Geoffrey Hare
(1989) has suggested that the management process most frequently
employed by professionals may be called travelling hopefully with
an assortment of useful luggage possibly sufficient to cope with the
vagaries of climatic conditions en route. I prefer to think that
professional librarians in the management of themselves and their
services are on a voyage of discovery reminiscent of Christopher
Columbus: when he set sail he did not know where he was going; when he
got there he did not know where he was and when he got back he did not
know where he had been - and he did it all on someone else's money.
The second
motivation is the more personal, and the more important one. More than
two thousand years ago Aristotle concluded that, above all else, men
and women seek happiness. While happiness is sought for its own sake,
every other goal is valued only because we expect that it will make us
happy. Mihaly Csikszentmihalyi, who has spent decades studying what
makes people happy, concludes that the secret of happiness is to
achieve a balance between the challenges we take on and the skills we
develop to meet those challenges (Csikszentmihalyi, 1990).
4 THE NEED FOR
PERFORMANCE MANAGEMENT
Reference work is
a creative and idiosyncratic process involving personal, independent
and usually anonymous interaction with patrons. Since there is no
concrete product to be evaluated poor reference work may easily go
undetected unless all staff members are individually committed to
continuous assessment and improvement, yet in many libraries staff
claim that they are too busy providing services to take time to
evaluate those services. Th is claim is often made with pride, as if it
is evidence of a greater commitment to service than would be
demonstrated by taking the time to assess the reality of the service.
(Burgin, 1990).
4.1 Half-right
services
Despite most
qualitative and subjective tests being inadequate as measures of the
success of library and information services, and their results
frequently not supported by the results of objective tests when they
are applied, user satisfaction is often cited as proof that the service
is both efficient and effective. While clients may be able to judge the
service they receive they have been shown to be poor judges of the
quality of the info rmation received.(Pierce, 1984).
The existence of a
serious problem in the provision of reference services, revealed by
unobtrusive studies, has been known for years. It has been so
frequently found that academic and public libraries provide correct
responses to between 50 and 60 per cent of the questions put to them by
users, that the literature refers to the `55 percent rule'(Burton,
1990).
Because
unobtrusive studies are generally restricted to factual questions with
specific correct answers such testing does not provide information
about the answering success for the majority of questions asked in
libraries.(Bunge, 1990)
Possibly because
it is easier to measure than patron-perceived success, many libraries
rely on librarian perceptions of answering success . Data, gathered
from the public libraries that have used the Wisconsin-Ohio Reference
Evaluation Program reveals that most librarians report a higher
percentage of successfully answered questions (72.52) than the patrons
report (61.64). The difference indicates that librarian assessments do
not predict p atron perceptions very accurately. These results raise
two issues for management of reference performance. Librarians are not
the best judge of quality in the delivery of reference and information
services, and checking reference and information service o utcomes
directly with patrons is rare compared with utilisation of the
unobtrusive study methodology (Bunge, 1990).
The Wisconsin-Ohio
data identifies that whether or not the librarian is busy at the time
the question is asked consistently affects question answering success.
On average, success rates in public libraries dropped 8.17 percentage
points when they were busy (Bunge, 1990).
When librarians
searched with the patron for answers the results were better than when
they merely directed or suggested a strategy. The positive correlation
between collection size and answering success is obscured by the
tendency in large libraries to be busy for a higher percentage of
questions and to direct patrons rather than to search with them. Larger
collections have the potential for providing answers to a wider range
of reference questions, but this potential can be negated by being
overly busy or leaving patrons on their own. (Bunge, 1990).
The
patron-perceived success rate for the academic libraries which have
participated in the program is 55.91 percent compared with 61.74
percent for public libraries. It is interesting to note that public
libraries scored 61.57 for tertiary curriculum-related questions. Two
differences between academic and public libraries might be partial
explanations. Academic librarians more frequently reported directing
users to a potential answering so urce rather than searching with them
and were more likely to be busy when the question was asked. There was
also a larger gap between the librarian-perceived success rate and the
patron-perceived success rate in academic libraries than in public
libraries .(Bunge, 1990)
In 1983 an
unobtrusive survey of Reference Services in Maryland investigated what
behaviours librarians exhibited as they attempted to answer questions
and analysed the data to discover which of these behaviours were
associated with providing complete and correct answers. The 55% percent
rule held. This study concluded that size of reference collection,
numbers of staff and serial subscriptions have a very slight influence
on reference serv ice; demand (walk-in or telephone contact and
busyness) has a slight influence on performance; but behaviours have a
strong influence on performance. The factors that contribute to
improved reference performance are basic communication behaviours that
are within the control of the individual librarian.
The most important
behaviour is verifying, that is paraphrasing or repeating the patron's
question and asking if that is the specific question before trying to
find the answer.
In descending
order the next most important behaviours are:
- Asking a
follow-up question at the end of the reference transaction, such as
"Does this completely answer your question?"
- Using
open probes to draw out the patron's specific question, for example
"What kind of information on dogs are you looking for?"
- Finding
the answer in the first source searched, which indicates staff
skills in analysing the question and a thorough knowledge of the
collection facilitat ing efficient matching of source to question.
- Paraphrasing
or clarifying that is putting the patron's question or response in
the librarian's own words to demonstrate understanding or indicating
when th e librarian is not clear about the patron's statement; and
- Giving the
patron full attention.
Approachability
- Smiles
- Makes eye contact
- Gives friendly
greeting
- Is at same level
as patron
Comfort
- Speaks in relaxed
tone
- Is mobile, goes
with patron
Interest
- Maintains eye
contact
- Makes attentive
comments
- Give patron full
attention
Listening
- Does not
interrupt patron
- Paraphrases or
repeats to demonstrate and understanding
- Asks clarifying
questions if not sure of patron's question
|
Inquiring
- Asks open
questions to probe
- Verifies specific
question before searching
Searching
- Finds answer in
first source
- Searches in more
than one source (unless found in first)
- Keeps patron
informed of progress of search
Informing
- Speaks clearly
and distinctly
- Checks with
patrons to be sure answer is understtod
- Cites the source
Follow-up
- Asks, "Does this
completely answer your question?"
|
Fig 2.
Behaviours that contribute to correct answers
The variables that
contribute to good reference performance are specific behaviours within
the control of the individual librarian (Dyson, 1992). The qualities
associated with good referenc e service are behavioral characteristics,
knowledge, and reference skills.
There are two
essential dimensions to Reference Service: it is both an attitude and a
product. Attitude and product are inseparable, two parts of a whole.
Unfortunately the emphasis in rece nt years has been on the product
aspect. We have lost sight of the fact that while results matter, how
they are achieved also matters. It seems time to redress the balance
with some attention to the attitudinal components of service.
5 DIMENSIONS OF
PERFORMANCE MANAGEMENT - EMPHASISING PERFORMANCE
5.1 Productivity
Terms borrowed
from the biological and physical sciences can be used to describe what
happens in organisations over time (Katz, 1966). An organisation is an
energetic input-output system in which the energetic return from the
output reactivates the system. Organisations are not closed systems and
therefore their well-being is tied to transactions between the
organisation and its environment. Organisations are living organisms
subject to the same demands and requirements as is the ecosystem of the
littoral zone.
Productivity or
efficiency makes the difference between the survival or failure of the
system over time and it marks the quality of that survival. This
negative entropy enables the organisation to achieve surpluses that
sustain its future. It really is always a matter of doing more with
less. Unlike many biological systems, organisations have the ability to
influence their internal processes in an intelligent way to make the
best use of res ources and feedback.
Productivity in
this sense is not so much about a numerical measure as it is about how
we approach our work, whether our decisions in all aspects of the job
are based on deriving a surplus for healthy organisational growth. It
is a matter of quality. When this model is related to reference
services, unanswered questions represent unrealised energy (Lubans,
1992).
The basic
definition of productivity is that it equals output divided by input.
If productivity is a function of attitude, and cost is a function of
productivity, it all comes down to attitude (Charvat [1]
quoted in Waterman, 1988).
We need to manage
our finances and personnel to be sure we are getting the best and most
service possible from available resources, and to be able to
demonstrate that we are doing so.
5.2 Performance
measurement
The most widely
used measure of reference service is the number of reference
transactions or inquiries answered, statistics which do not measure
whether the response to queries is accurate, the service effective, or
the resources used in supplying it efficiently deployed.
Statistical counts
can only tell us whether business is increasing. Increased business in
the user service area does not necessarily mean that we have a
satisfied client. It may indicate increasing user-frustration with
systems that have become increasingly complicated (Cullen, 1992).
A behaviourist
from the University of California's Institute of Industrial Relations,
Mason Haire, once said "What gets measured gets done". If you are
looking for quick ways to change how an organisation behaves, change
the measurement system or change even one measure. Conversely, if you
can't work out why things aren't changing, look to the measurement
system. Measures are an important part of both the explicit and
implicit sys tems for paying attention.
In the 1947 Movie I
see a dark stranger two army officers have a conversation.
"It's not what you do in the army that counts," says one, "It's what
you're noticed doing". What gets noticed, gets done. Managers should
analyse very carefully what they notice and comment on, and consider
how that might skew the total system.
Performance
measurement is a management tool which delivers the concrete
performance data needed to arrive at a meaningful evaluation of an
organisation's performance. Measurement is subordinate to evaluation
because the measures are used in the process of evaluation to determine
whether the service is what you want it to be, i.e. measures evaluate
service against pre-determined objectives. While measurement may lead
to evaluation and evaluation usually requires measurement, the two are
different and can be applied separately (McClure, 1985).
Evaluation and
measurement should not be perceived to be a narrow procedure confined
to the upper echelons of management but should be a culture that
diffuses through all levels of the library service and is accepted as
an ongoing and formative process which monitors and regulates daily
professional activities (Dalton, 1988).
Performance
measurement is at the heart of a management information system
consisting of clearly worked out objectives (Strategic Plan); a system
for targeting progress towards those object ives (Annual Operational
Plan); the transformation of raw data into the systematic provision of
digested information for the system managers, a systematic approach to
the monitoring and evaluation of services based upon agreed data, and a
discipline for the environment in which management decisions are taken.
(Components of Performance Measurement).
Gregory Bateson,
in his book Steps to an Ecology of Mind, captures the
essentials of a management information system when he points out that
the map is not the territory. He says "What gets onto the map, in fact,
is difference, be it a difference in altitude, a difference in
vegetation, a difference in population structure, a difference in
surface..." His point is that the way we humans make sense out of raw
data is by communicating difference. We compare and contrast (Bateson,
1972).
To date, the most
effective method used to assess reference performance is the record of
the reference enquiry. The record must include: time, and length of
time spent on the enquiry, staff member, nature of the enquiry, and
whether it is by telephone, in person or via a surrogate, sources
consulted, any search terms used, any referral or follow-up, and a
brief indication of the category of the client. Periodic analysis of
the completed sheets will identify performance problems.
User satisfaction
is gauged from responses to the question, "Does this satisfy your
enquiry?" Investigation of record sheets will reveal staff skills and
collection deficiencies and will be a more satisfactory measure of the
reference encounter than number of enquiries.
The system gives a
valuable breakdown on levels, accuracy, and timeliness of service,
categories of clients and questions, time and therefore staff and
materials costs, involved in answering enquiries. In addition users
respond more specifically when asked about level of satisfaction
relating to a specific enquiry, than they do in user surveys which
basically tap average or aggregate opinions (Cullen, 1992).
5.3 Something more
than zero-defects service
There is more to
managing performance than measurement and evaluation. You can have
systems that are 100 percent in place and on the mark and still have
under-performing staff and less-than-loyal clients. To be successful,
there's an intangible something else you must have, something that's
distinctive and genuine, that attracts people.
The Peabody Hotel
in Orlando is a luxurious modern establishment with one difference. The
twice-daily march of the Peabody Ducks, a procession of one lead duck
and four mallards from their penthouse digs to the fountain in the
lobby, makes the hotel memorable and fun.
Peach faced
lovebirds fly around the Lombard Paper Company premises in Melbourne,
tucking offcuts of paper into their tails to carry back to their nests,
and a cockatoo minds the door and snuggles up to customers.
In the J. Peterman
mail-order catalogues clothing and accessories are beautifully rendered
in watercolours, with words carefully crafted to match. Peterman says
People want
things that are hard to find. Things that have romance, but a factual
romance, about them ..(J. Peterman, 1993.
These three
businesses embody what so many formal quality initiatives lack: heart,
soul, the feel of something extraordinary. We can take a lesson from
them and concentrate on giving our customers more than "zero defects"
(ho-hum) service. Where is the factual romance in your reference
service?
5.4 Friendly
facts, congenial controls
Active and
successful performance management requires that you treat facts as
friends and financial controls as liberating. This means you must have
a voracious hunger for facts and you must see information where others
may see only data. You must love comparisons, rankings, measurements,
anything that provides context and removes decision-making from the
realm of mere opinion.
Facts are
friendly. Facts that tend to reinforce what you are doing and give you
a warm glow are nice, because they help in terms of psychic reward.
Facts that raise alarms are equally friendly, because they give you
clues about how to respond, how to change ... where to spend the
resources.(Schact quoted in Waterman, 1988.)
Ideally, friendly
facts and congenial controls should have a circular, symbiotic
relationship. Good controls generate the facts that you need to keep
costs down, improve quality, and offer better value to users. The fact
base, in turn, tells you how you can design even better controls, for
any measurement system will outlive its usefulness as conditions change.
5.5 Benchmarking
The current
management tool of the month is benchmarking, rating your services and
practices against those of the front-runners. But the ominous news from
the "Best Practices Report" an international study of 580 service and
manufacturing businesses published last October by Ernst & Young
and the American Quality Foundation, is that benchmarking against
world-class performers is helpful only to top-performing companies.
Medium performers show no compelling positive impact and low performers
actually show negative results. The study suggests that low performers
lack the quality infrastructure to support the organisation wide change
necessary to emulate the best and should ther efore focus on training,
empowering workers and nurturing cross-functional teams, especially
those who deal directly with customers; and on getting better at what
they already do (Hequet, 1993).
Difficult as it is
for people to come to that understanding, I suspect that it is as
important at the organisational level as it is at the personal one to
understand and emphasise your own unique strengths rather than try to
remake yourself into somebody else.
5.6 Self-management
The main reason
TQM hasn't worked in many organisations is that managers don't like to
feel they've given up control. TQM is being transformed into a narrow
problem solving technique rather than an organisation wide empowerment
of staff with an emphasis on customer service.
To get results
managers must loosen the reins, and involve everybody. Involving all
staff, of course, has little to offer if you are looking for efficiency
in your problem-solving process, but it has everything to do with
getting something done.
Employee
empowerment means that the manager is less central to every decision
and therefore in that narrow sense the manager is less "in control",
but at the same time more in control of what counts: the results.
We have never come
to grips with the question of management and control versus freedom and
empowerment, yet there is a way of managing that keeps the leader in
the position of directing, but recognises that, at some level of
detail, the employee does know the job better. This style, powerful in
enabling management and employees to work together on the same side of
the productivity and quality issue, is called directed autonomy.
A helpful way of
thinking about directed autonomy is a metaphor straight from higher
mathematics, where many problems do not have a single, unique solution
but rather have a host of feasible solutions contained inside a set of
boundaries, which are defined by the sets of equations and inequalities
that describe the problem. The manager's job is to establish the
boundaries around a fairly broad solution space. The individual's
responsibility is to find the best way of doing things within that
space (Waterman, 1988).
In common with
other technical professionals, reference and information personnel want
autonomy, which usually means that they want a large role in setting
goals and making decisions. They need a sense of achievement. They tend
to be loyal to their profession first and their employer second.
Ensuring the professional's goals overlap and are similar to the goals
of the organisation is critical to establishing and sustaining their
motivation. Once committed, though, they often set high performance
standards and can experience anxiety over attaining them. They also can
develop so strong an attachment to goals and standards that change
becomes upsetting and demotivating. They need collegial support,
stimulation and sharing (Rosenbaum, 1991).
5.7 Story-telling
as an aid to performance management
Organisational
anthropologist Joanne Martin has found that the stories people tell
about their organisation, its leaders, or their peers, perpetuate the
culture of the place much more signi ficantly than do official
policies, systems and structures. Procedures manuals have rules, but
stories have morals. Morals influence thinking and action more than
rules do. It matters little whether the stories are true or fictitious.
Too often
performance management is crippled by management enthusiasm for what
staff see to be just another fad - and time is wasted in learning
vocabulary, getting a slick veneer of the techniques and sighing loudly
and often. Story-telling is fad-proof. Encouraging a lively
story-telling environment is an effective way of passing on the
standards and culture of the Library.
Stories can be
used to lay out guidelines. If the staff know what the library believes
in, they can internalise it, and then it is up to them to get the job
done. They very largely manage themselves.
5.8 Brain dominance
Over the past
thirty years scientists have learned a great deal about the individual
traits of the brain's two frontal hemispheres. Brain dominance affects
behaviour, learning and work styl es, and personalities. In the average
workplace, however, the work preferences that are mandated, or judged
"good" are left-brained. Traditional time management principles, for
example, are designed for left-brained people who process information
sequentially and logically, prefer to deal with concrete data, work in
a step-by-step fashion and complete one project before going on to
another. Left-brain oriented people thrive on consistency, get
frustrated if their plans and daily schedules are changed and
interrupted, dislike clutter and usually prefer to work alone in a
quiet setting. Right-brain-oriented people enjoy change, flexible
schedules, working spontaneously and intuitively, taking on new
challenges and working on several projects during the day. They usually
work well under a deadline, like to have their work in view, and lots
of sensory stimulation within their work area. The right brain is
heuristic, the left algorithmic. In managing performance and building
teams we need to take brain dominance into account.
5.9 The Link
between Play and Performance
The business
world's mentality tends to be the more hours worked, the more work
produced. This idea applies not only to the stretch of hours worked per
day but also to the minimal amount of personal break time allotted to
each day. A productivity curve which continually rises throughout the
day is a myth. People usually hit a productivity peak at a certain
point each day, or over a span of a certain number of hours worked,
then their efficiency, carefulness, motivation, and creativity steadily
wane. Working much beyond that effective productivity point, when
fatigue is setting in, will often result in error, poor judgement,
accidents and injuries, and overall uninspired thinking. Steadily d
ecreasing mental and physical energy levels are the primary causes.
To stay alert and
productive throughout an average work day, you need to top up your
energy reserves before they drop so low that they affect your
performance. The clue is to integrate a variety of short
brain-balancing breaks into each work day.
Play is critical
to maintaining abundant energy. Play allows the left hemisphere to rest
while the right hemisphere creates new options and possible solutions
to problems. Play helps release built-up tension, can open blocked
thinking and trigger creative ideas, stimulates energy, allows you to
safely explore new perspectives and new interests; and creates new
links between ideas (McGee-Cooper, 1990).
Productivity
breaks are being written into the daily "tasks" of the staff under my
control within the Queensland Department of Education. These 5 minute
breaks, taken at will, are designated to be spent on activities which
they enjoy but which can be regarded to be connected with library work,
although not necessarily part of their jobs. Each staff member may
take, in addition to normal tea and lunch breaks, 3 or 4 productivity
br eaks a day.
5.10 Positive
reinforcement and self-fulfilling prophecies
Research at the
University of Washington has pinpointed a simple way to predict with 94
percent accuracy which marriages will last and which won't by counting
the number of positives versus the number of negatives exchanged in
conversation. By listening carefully to what couples said - and how
they said it - the researchers were able to predict marital success.
Both absence of good words and presence of negative words were coded as
a negative. In order to succeed, the researchers found, a marriage
needs a ratio of five positives for every negative, five compliments
for each non-committal answer or complaint, five expressions of
affection for each outburst of anger or blame. People need warm ,
positive reinforcement from their partners to stay on course (Johnson,
1993). I do not believe it would be extravagant to suggest that people
need the same 5:1 ratio of positive to negative/neutral reinforcement
in the workplace in order to be capable o f optimum performance.
More than a
century after Eliza Doolittle learned the King's English, Pygmalion
in the Classroom burst upon the education scene. It argued the
startling research conclusion that student achievement mirrors teacher
expectations more than it does actual student ability (Rosenthal, 1968).
Robert Rosenthal
had studied the notion of the power of expectation - the
self-fulfilling prophecy - with research with laboratory rats. Half of
the college students participating in an experiment were told that they
had been given "maze-bright" laboratory rats, a more intelligent strain
that been developed through inbreeding, the other half were told they
had stupid rats. The rats were the all from the same strain, but the
results were astounding. The "maze-bright" rats outperformed the others.
He reasoned that
if rats act smarter because their experimenters think they are smarter,
perhaps the same phenomenon was at work in the classroom. Subsequent
work proved the hypothesis. Since then, some three hundred studies have
confirmed the effect both in the classroom and in the workplace. If a
manager believes that an employee is competent and that his or her work
is worthwhile, the subordinate is likely both to be more effective and
to see the job as more rewarding. Self-concept sets the boundaries of
individual accomplishment. Expanding employees' self-confidence
increases what they can accomplish.
5.11 Causes and
Commitment
Man is a maker of
meanings in a world that sometimes seems without meaning. Few things
help us to find meaning more than a cause to believe in, or better yet,
about which to get excited.
Causes are one
thing; commitment is another. Commitment is not something that emanates
from management edict. Instead, it results from extensive communication
and management's ability to turn grand causes into small actions so
that people throughout the organisation can contribute to the central
purpose.
How "problems" are
defined and the scale on which they are defined often precludes
innovative action because the limits of bounded rationality are
exceeded and arousal is raised to dysfunctionally high levels. When
organisational, service and social problems are defined in big terms
and management demands quantum-leap solutions people are overwhelmed,
anxiety sets in, which limits capacity to use new and complex ways of
dealing with problems.
The ability to
recast major "problems" into a series of smaller, less arousing
problems which staff and others can perceive as controllable
opportunities of modest size that produ ce visible results and that can
be gathered into synoptic solutions, is a critical management
competence. Problems must be constructed to stabilise arousal at
moderate intensities where its contribution to the performance of
complex tasks is most beneficial. At this level of arousal staff are
challenged without being overwhelmingly threatened, and, particularly
in tight economic circumstances, a climate of continual innovation and
service improvement is maintained, a factor critical in maintaining
high le vels of morale and commitment.
5.12 Workplace
design
The physical
environment can have a major impact on the quality of overall service.
Research at the Buffalo Organisation for Social and Technological
Innovation indicates that a better-designed environment can increase
employee performance to the financial equivalent of 15% of each
person's yearly salary. The converse is also true: non-attention to the
environment can lower performance, at least forty minutes of productive
time per worker is lost each day because of poor workplace design
(McGee-Cooper, 1990).
Workplace design
tends to concentrate on efficiency rather than effectiveness. To be
effective we need to be focussed, energised and creative as well as
efficient. A sterile, though efficient workplace, does not evoke the
positive emotions necessary to ensure that. But you yourself have
sufficient control over your environment to add colourful folders and
accessories, artwork, playful items, family photos, and anything else
that evokes positive emotion. This will stimulate fresh energy and
improved performance.
5.13 Linking
morale with satisfaction ratings
Experience has
shown that quality managers in service organisations are less apt to
deal with sophisticated statistical techniques and more apt to deal
with evasive data such as the emotion al content of customer complaints
or empathy shown by an employee (King, 1991).
Recent theoretical
and empirical work has been focused on how emotions are expressed in
the workplace as well as how they are experienced. This work indicates
that the manner in which one displays feelings has a strong impact on
the quality of service transactions, the attractiveness of the
interpersonal climate, and the experience of emotion itself (Ashforth,
1993).
Service agents are
expected to experience and express certain feelings during service
interactions, but attempting to conform to those expectations raises
certain pernicious psychological effects (Hochschild, 1983).
Display rules (the
requirement to display certain emotions as part of service
transactions) are generally a function of societal norms, occupational
norms, and organisational norms (Rafaeli , 1989). Societal norms are
typically manifested through the expectations of customers. Customer
evaluations of a broad range of services depend on 10 dimensions,
including responsiveness, courtesy, credibility, approachability,
communication, and understanding of the customer (Zeithaml, 1990).
These dimensions suggest that the service encounter is fundamentally a
social encounter and that customers tend to share fairly clear
expectations about what constitutes good service.
Compliance with
display rules facilitates task accomplishment if the expression of
emotion is perceived by the target as more or less sincere. Thus
emotional labour may increase self-efficacy - that is, the belief that
one can successfully fulfil task requirements - and task effectiveness.
By fulfilling
social expectations, emotional labour makes interactions more
predictable and avoids embarrassing interpersonal problems that might
otherwise disrupt interactions (Ashforth, 1993). But what is functional
for the organisation and customer may be dysfunctional for the service
provider. Portraying emotions that are not felt creates a sense of
strain which may cause the individual to feel false and hypocritical
and ultimately lead to personal and work-related maladjustment.
Darwin and Freud
maintained that emotional reactions help one make sense of situations
and connect one to others and to the context. Deep acting, where one
attempts to actually experience or feel the emotions that one wishes to
display, may distort these reactions, impair one's sense of authentic
self, may ultimately lead to self- alienation as one loses touch with
this authentic self and may impair one's ability to recognise or even
experience genuine emotion. Further, the masking or reworking of
authentic emotions that one would otherwise prefer to express has been
linked to psychological and physical dysfunctions (King).
I am not
suggesting that Reference Librarians should not care about those they
serve. Indeed, the greater the personal interest in their customers,
the better the service will be.
5.14 Morale
Ralph Lowenthal
(1990) presents evidence that the success rate of a reference staff is
positively correlated with staff morale. This is a chicken-and-egg
dilemma - if people are providing p oor reference service because their
morale is low then doing something to improve morale might improve
reference service rather than assuming that some reference staffs have
better morale because they're giving good reference service.
5.15 Technology
As a society, we
have become concerned that the computer may threaten our fundamental
societal values. As technological values become ascendant, what is the
place of the old humane virtues? Adaptation to technological change
creates new problems, suggests new values, and modifies the forms in
which normative questions arise (Ladriére n.d.). Now in the
forefront of technology, reference librarianship is in the midst of
dramatic transformation. The new technology has created an opportunity
to achieve new goals and to do things in a new way, however, technology
potentially creates as many new problems as it solves.
New
technologies create new freedoms and new dependencies. The freedoms are
more evident at first. The dependencies may never become evident, which
makes them all the worse, because then it takes a crisis to discover
them. (Stewart Brand quoted in Mitroff).
To use any
technology successfully, the user is forced to conform to its patterns.
While the most significant example is that humankind must accept and
imitate the computer's rigidly logica l thought sequences, adaptation
rarely stops there. Many individuals who work with computers have so
completely identified themselves with the machines that they have
adopted the computer's standards. In all settings they insist on
efficiency and speed and have little tolerance for ambiguity. They
display little understanding of their own feelings and lack empathy for
others.
Computers are
bringing about a change in standards of behaviour. Where formerly
isolation would have been regarded as antisocial and an insistence on
efficiency and logic as cold, now such behaviour is tolerated and
praised. The end of computer mastery not only justifies formerly
unacceptable behaviour, it rewards and makes it praiseworthy. The
computer has profoundly altered our sense of time, a change with many
aspects. It has made possib le greater efficiency, therefore greater
efficiency is now required. The acceleration of work the computer has
brought inhibits reflection, which in turn inhibits understanding. All
of these characteristics impart a great sense of urgency to the worker,
a compulsion not to waste time, a consciousness of stress.
Many of these
modifications have implications for both the process and content of
communication, the heart of the reference process. Low tolerance for
ambiguity, poor empathy, little unders tanding of one's own feeling, a
sense of isolation, an overly blunt style, insecurity, and the
perception of being under pressure and lacking time have never been
anything except enemies of successful interpersonal communication. Nor
can a diminished comp rehension of the larger picture or less knowledge
about one's reference sources be considered an asset (Stieg, 1990).
Technology is a
useful component in reference work, but not the total picture. The
librarian interacts with the computer, but still uses
non-machine-readable sources and deals with people. At the same time,
this diversity makes the task of the reference librarian more difficult
than that of individuals who can devote themselves wholeheartedly to
the computer, or of those who can reject it completely. The reference
librarian must be a split personality, adopting the machine's values
when interacting with a computer, and being what often seems the
reverse when interacting with people (Stieg, 1990).
The variables that
contribute to good reference performance are within the control of the
individual librarian. For some of you, this might mean that you have to
be assertive with your orgsanisation. Organisations, like people, are
creatures of habit. For organisations, the habits are existing norms,
systems, procedures, written and unwritten rules - "the way we do
things around here". Not the least of the fears about change is tha t,
deprived of the protective cushion of habit, you might do something
that looks foolish. You might have to make what billionaire investor
Warren E. Buffett calls "the
intelligent-but-with-some-chance-of-looking-like-an-idiot decision"
(Waterma n, 1988).
6 CONCLUSION
As it is out there
in the Littoral Zone, life must be founded upon the infinite
possibility for choice and accident. A profound sense of job
satisfaction can be obtained by faith in change and in will and in
accident, and by faith in ourselves that we will do the right thing,
more often than not.
One of the great
hindrances to performance management is the fear that personal
inadequacies will be shown up, particularly that it will be clear to
all observers that you are not an expert planner. Not many of us are as
expert as we appear. Karl Weick suggests that people in organisations
make meanings by engaging in "retrospective sense-making"; they
identify the "decision" they've made after they act, not before (Wieck,
1979).
Man seeks meaning
in organisations (Cohen, 1972). Meaning contributes fundamentally to
survival, just as food and water do. The need for meaning runs so deep
in people that organisations mu st supply it if they are to continue to
be vibrant and competitive. If people cannot find meaning in work they
spend eight hours every weekday in quiet desperation. If we can find
meaning in work, we can keep ourselves recharged and the organisations
we w ork for stand a chance of developing and thus surviving.
A sense of the
"top line" is what makes the difference. This is opposed to the bottom
line which we usually say is the ultimate criterion of the worth of our
work. Balancing the top line (concerns with people and quality of life)
with the bottom line (concerns with things, productivity, and profit)
is essential for long-term quality energy and vitality.
Anthropologist
Loren Eiseley (1978) tells of a man who observes shell collectors at
the beach engaged in a kind of madness to out-collect their less
aggressive neighbours. Also on the beach is an old man who from time to
time bends over then stands up to fling an object out to sea beyond the
breaking surf. The spectator asks this old man what he is doing.
"I'm a star
thrower," he replies as he picks up another starfish and spins it far
out into the sea. "It may live if the offshore pull is strong enough."
Shell collectors
gather up the products of the beach for their own purposes, and give
nothing back. Their focus is the bottom line. Star throwers focus on
the top line and live at one with the littoral zone.
In ancient times
the heart was taken to be the true seat of intelligence, with the brain
being merely the instrument of the heart. Holistic management of
performance requires intelligence with heart. No one else can manage
your performance as well as you can yourself because only you will reap
the benefits of a life of dedication and celebration.
A performance
management system of the type consultants offer will only manage your
library's performance on the level of the shell collectors. Performance
management on this level may meet the requirements of people who know
no better, such as auditors, but the service that results will fall
short of what is possible when performance is managed with love and
grace and gratitude.
7 NOTES
1. John Charvat is Division Manager of Zebco, Brunswick Corporation's fishing reel manufacturing division in Tulsa, Oklahoma
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